Ideally, regulation
Effective management does not only take into account the interests of shareholders and other stakeholders, it also complies with legal requirements and ethical standards. This takes the wind out of the sails of potential problems from the outset, ensures security and increases sustainability.
SOLEXA develops
solutions and
implements them
with you
Whether at the level of the board of directors, management or decision- makers: As a solution- and practice-oriented partner, SOLEXA supports you at interacting on an equal level and comprehensively in whatever activity, business environment or company size.
The financial
sector has its
characteristics,
we know them
An insurance company faces different challenges to a bank. A company from the insurtech, fintech or regtech sector has to meet some of the same requirements as an asset manager or a crypto company.
All serious players have one thing in common: they do not want to take any unnecessary risks when it comes to regulation and compliance!
Violations can
be expensive,
not only
financially
If lucky, one gets off with a black eye. However, often a company or its managers suffer reputation loss and damage for years when rules are not respected or laws are circumvented.
Possible consequences
for stakeholders:
- Prohibition
- Termination without notice
- Imprisonment
- Personal reputational damage
- Personal liability
Possible consequences
for companies:
- Enforcement procedure
- Court proceedings
- Fines
- Compensation process
- Loss of trust
- Reputational damage
- Sanctions